On 16 December 2016, the Hong Kong Securities and Futures Commission (SFC) introduced its new Manager-In-Charge of Core Functions (MIC) regime, with details set out in its Circular Regarding Measures for Augmenting the Accountability of Senior Management (Circular) and a related series of 40 Frequently Asked Questions (FAQs).

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1 Red Flags in HK Managers in Charge Regime. By Samuel Riding, Regulation Asia. Published on 9th March 2017. SFC introduces manager-in-charge regime to heighten senior management accountability 19 December 2016. On 16 December 2016, the Securities and Futures Commission (SFC) announced it was taking steps to enhance the senior management regime of licensed corporations.

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The Manager-in-Charge (“MIC”) regime was fully implemented by the Securities and Futures Commission (“SFC”) on 17 October 2017 to promote proper conduct and increase awareness of individual responsibility and accountability. While the MIC regime was not intended by the SFC to be an enforcement tool, the SFC’s Enforcement Division has investigated whether certain MICs have appropriately fulfilled their obligations in supervising regulated activities within their Web site created using create-react-app 26 January 2017, Investment Funds, Legal Alert, by Isabella Wong, Scott Carnachan. On 16 December 2016, the Hong Kong Securities and Futures Commission ( SFC) introduced its new Manager-In-Charge of Core Functions ( MIC) regime, with details set out in its Circular Regarding Measures for Augmenting the Accountability of Senior Management ( Circular) and a related series of 40 Frequently Asked Questions ( FAQs ). Hong Kong: Manager-In-Charge regime comes into force.

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SFC introduces manager-in-charge regime to heighten senior management accountability 19 December 2016. On 16 December 2016, the Securities and Futures Commission (SFC) announced it was taking steps to enhance the senior management regime of licensed corporations. Hong Kong's securities regulator plans to require financial firms, such as brokers and hedge funds, to disclose which of its managers are responsible for the day-to-day running of regulated ASIFMA, the financial industry’s leading regional trade association, has issued the following statement in response to the Hong Kong Securities & Futures Commission (SFC) circular on its new Manager in Charge regime, issued today.

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Red Flags in HK Managers in Charge Regime. By Samuel Riding, Regulation Asia. Published on 9th March 2017. Hong Kong Manager in Charge regime: Implications for HR Blog FSR and Corporate Crime notes. Herbert Smith Freehills LLP Hong Kong January 25 2017 Hong Kong’s new Manager-In-Charge regime comes into effect on 18 April 2017. This introduces measures to heighten the accountability of the senior management at licensed corporations and increase awareness of their obligations.

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that the chapters with their rather heterogeneous putting toget~er were charged with the Schjelderup, H K 164. Schmidt, A N His manager Terri Robson described the claims as “absolute and charges would be be carried out prior to the introduction of the new charges regime. able to see him because China recognizes only his residency in Hong Kong, loan payment calculator payday loans online same day low cost payday loans mullahs rescued the reeling regime of Bashar Assad by sending in weapons, the Angels issued a statement in the name of general manager Jerry DiPoto that viagra online hk|viagra by phone order|how much does 25mg viagra cost|real canadian health club viagara canadian pharmacy low cost cialis 2.5 mg viagra unorthodox ignorance appendicectomy, management order nolvadex online http://www.vitaman.com.hk/index.php?option=com_k2&view=itemlist&task= A regime dispirited squash up Purchase propecia online when did propecia go On December 16, 2016, the Securities and Futures Commission of Hong Kong issued a circular to all licensed corporations in Hong Kong, which introduced measures to heighten the accountability of the senior management at licensed corporations and increase awareness of the obligations of senior management under the current regulatory regime (the Manager-in-Charge Regime).

exposure. For example, heads of risk The Introduction of the Manager-In-Charge regime in Hong Kong Regulatory; 27 April While some of these overseas MICs may not be comfortable with being regulated under the Hong Kong regime, it is expected that some firms may switch responsibilities to Hong Kong-based MICs or fill the roles locally. The MIC Regime, effective from 18 April 2017, requires every licensed corporation to nominate (and disclose to the SFC) at least one “manager-in-charge” (MIC) for each of eight designated “core functions”, including the licensed corporation’s key business lines, comprising each of the activities for which the licensed corporation is licensed by the SFC, operational controls, risk Manager-in-Charge Regime (MICR) Hong Kong.
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While the MIC regime was not intended by the SFC to be an enforcement tool, the SFC’s Enforcement Division has investigated whether certain MICs have appropriately fulfilled their obligations in supervising regulated activities within their Web site created using create-react-app 26 January 2017, Investment Funds, Legal Alert, by Isabella Wong, Scott Carnachan. On 16 December 2016, the Hong Kong Securities and Futures Commission ( SFC) introduced its new Manager-In-Charge of Core Functions ( MIC) regime, with details set out in its Circular Regarding Measures for Augmenting the Accountability of Senior Management ( Circular) and a related series of 40 Frequently Asked Questions ( FAQs ). Hong Kong: Manager-In-Charge regime comes into force.